Goodbye FSA, hello FCA
There is a new regulatory structure in place within financial services. The Financial Services Authority (FSA) has been scrapped and ...
Tag: FSA
FCA business plan and risk outlook published
The FSA has published the business plan and risk outlook for the Financial Conduct Authority (FCA), for 2013/14. The FSA ...
Half a million pound fine for former HBOS director
The FSA has fined former HBOS executive Peter Cummings £500,000 and banned him from holding any senior position in a ...
New FSA guide on financial advice
The FSA has published a new guide which it hope will help consumers understand key improvements to the way they ...
FSA seeks to restrict UCIS promotion
The FSA has published proposals to ban the promotion of Unregulated Collective Investment Schemes (UCIS) and similar products to the ...
FSA takes action against City Gate
The FSA has publicly censured City Gate Money Managers Limited and banned its director and compliance officer Stewart Wallace Domke ...
Consumer Panel wants “smarter, faster and bolder” regulator
The Financial Services Consumer Panel has made six recommendations it views as essential if the Financial Conduct Authority (FCA) is ...
AMI criticises FSCS funding proposals
The Association of Mortgage Intermediaries has reacted unfavourably to the FSA's consultation proposals for future funding of the Financial Services ...
